The US Securities and Exchange Commission issued two contrasting securities-industry disciplinary decisions, permanently barring Christopher Byungin Lee from regulated financial-sector associations while imposing only a censure on Eric Christopher Cannon.…
The US Securities and Exchange Commission has charged Chetram Balli, a longtime employee of international law firm Cravath, Swaine & Moore, with allegedly using confidential information about corporate transactions to…
US and UK regulators announced new investor-protection actions on October 30, including a $600,000 SEC penalty against United Planners following substantial client losses in leveraged ETFs and three FCA warnings…
The U.S. Securities and Exchange Commission (SEC) has disclosed a new meeting with Injective Labs and the Blockchain Association concerning its recently introduced exemption for blockchain-based trading of tokenized U.S.…
The U.S. Securities and Exchange Commission has created a five-year regulatory pathway for trading genuine tokenized U.S. stocks on blockchain-based venues, drawing a much sharper line between securities that preserve…
SEC Sets Stage for Crypto Rule Overhaul in 2026 Regulatory Agenda The U.S. Securities and Exchange Commission has outlined plans to reshape key aspects of cryptocurrency regulation, signaling that formal…
The US Securities and Exchange Commission has placed digital assets among its strategic priorities through 2030, signaling a major shift in how the agency plans to approach blockchain technology, tokenized…